Authors: Elisa Frisaldi; Aziz Shaibani; Fabrizio Benedetti; Francesco Pagnini · Research
How Do Placebo and Nocebo Effects Work in Medical Treatments?
This review summarizes what we know about placebo and nocebo effects in medical treatments and how they work in the brain and body.
Source: Frisaldi E, Shaibani A, Benedetti F, et al. Placebo and nocebo effects and mechanisms associated with pharmacological interventions: an umbrella review. BMJ Open 2023;13:e077243. doi:10.1136/bmjopen-2023-077243
What you need to know
Placebo effects are positive health outcomes from inactive treatments due to psychological factors like expectations. Nocebo effects are negative outcomes due to similar factors.
Placebo and nocebo effects have been documented in many medical conditions, including pain, Parkinson’s disease, depression, and more.
These effects involve complex brain mechanisms related to expectations, learning, and social factors.
Understanding placebo/nocebo effects can help improve medical treatments and clinical trials.
What are placebo and nocebo effects?
When patients receive medical treatments, their outcomes are influenced not just by the physical effects of the treatment itself, but also by psychological factors. Placebo effects refer to positive health outcomes that occur due to a patient’s beliefs and expectations about a treatment, even when they receive an inactive placebo treatment. Nocebo effects are the opposite - negative outcomes that occur due to negative expectations.
For example, if a patient with chronic pain is given a sugar pill but told it’s a powerful new painkiller, they may experience significant pain relief just from expecting the pill to work. This would be a placebo effect. Conversely, if a patient is warned about potential side effects of a treatment, they may be more likely to experience those side effects even if given an inactive placebo - a nocebo effect.
Researchers have found that placebo and nocebo effects can produce real, measurable changes in the brain and body. Understanding how these effects work is important for improving medical treatments and designing better clinical trials.
In what medical conditions have placebo/nocebo effects been studied?
This review found evidence of placebo and/or nocebo effects in many medical conditions, including:
- Pain (including chronic pain conditions)
- Parkinson’s disease
- Migraine
- Sleep disorders
- Depression and anxiety
- Dementia
- Addiction
- Attention-deficit/hyperactivity disorder (ADHD)
- Immune system and endocrine disorders
- Cardiovascular and respiratory conditions
- Gastrointestinal disorders
- Skin diseases
Placebo effects have also been documented in non-medical areas like physical and cognitive performance.
The strength of placebo and nocebo effects varies between conditions. For placebo effects, the smallest effects were seen in depression, while some of the largest were found in chronic pain and migraine studies. Nocebo effects tended to be moderate in size across conditions.
How do placebo and nocebo effects work in the brain?
Research has revealed several key mechanisms involved in placebo and nocebo effects:
Expectations: A patient’s conscious expectations about a treatment play a major role. Positive expectations can activate reward systems in the brain, while negative expectations can increase anxiety.
Learning: Prior experiences with treatments create learned associations that shape future responses. This can involve classical conditioning, where the brain learns to associate treatment cues (like pills or doctor’s offices) with symptom relief.
Social factors: Interactions with healthcare providers, observing others’ responses to treatments, and broader cultural beliefs all influence placebo/nocebo effects.
Emotions and motivation: Placebo treatments can reduce anxiety and activate the brain’s reward systems, which may contribute to symptom relief.
Brain imaging studies have identified several brain regions involved in these effects, including:
- Prefrontal cortex: Involved in expectations and higher-level processing
- Anterior cingulate cortex: Plays a role in anticipation and emotional processing
- Insula: Processes internal body sensations
- Amygdala: Involved in emotional learning and anxiety
- Striatum and nucleus accumbens: Part of the brain’s reward system
Different conditions may involve somewhat different brain mechanisms. For example, placebo pain relief activates the body’s natural opioid system, while placebo effects in Parkinson’s disease involve increased dopamine release.
What factors influence the strength of placebo/nocebo effects?
Several factors can make placebo and nocebo effects stronger or weaker:
Treatment characteristics: More invasive-seeming placebos (like injections) often produce stronger effects than pills. The perceived cost or newness of a treatment can also increase placebo effects.
Patient factors: Genetics, personality traits, and prior experiences all influence individual placebo responses. Patients who have had positive treatment experiences in the past tend to have stronger placebo effects.
Provider factors: A warm, empathetic relationship between patient and healthcare provider can enhance placebo effects. Clear, positive communication about treatments is also important.
Context: The overall atmosphere and rituals surrounding treatment delivery matter. A hospital setting may produce different effects than a relaxing spa-like environment.
Condition: Some health issues, like pain and depression, seem more responsive to placebo effects than others.
How can understanding placebo/nocebo effects improve medical care?
Insights about placebo and nocebo effects have several potential applications:
Enhancing treatment effects: Clinicians may be able to boost the effectiveness of real treatments by optimizing factors that enhance placebo effects, like positive communication and relationship-building.
Reducing side effects: Understanding nocebo effects could help minimize treatment side effects by changing how risks are communicated to patients.
Improving clinical trials: Better accounting for placebo/nocebo effects in trial design could lead to more accurate assessments of new treatments.
Ethical considerations: There’s debate about whether it’s ethical to prescribe placebos. Some researchers are exploring “open-label placebos,” where patients are told they’re receiving an inactive treatment but may still experience benefits.
Personalizing care: As we learn more about individual differences in placebo responding, treatments could potentially be tailored to maximize placebo effects for each patient.
What are some key takeaways for patients?
While much is still unknown about placebo and nocebo effects, a few key points are worth keeping in mind:
- Your expectations and beliefs about a treatment can significantly impact your outcomes - both positively and negatively.
- The relationship and communication with your healthcare providers matters and can influence treatment effectiveness.
- Placebo effects don’t mean your symptoms are “all in your head.” They involve real neurobiological changes.
- Being aware of nocebo effects may help you avoid unnecessary anxiety about potential side effects.
- Placebo effects likely play some role in most medical treatments, even when receiving active medications.
Conclusions
Placebo and nocebo effects are complex phenomena involving psychological, social and neurobiological factors.
These effects have been documented across many medical conditions and can significantly impact treatment outcomes.
Key mechanisms include expectations, learning, and social factors, with several brain regions involved.
Understanding placebo/nocebo effects could lead to improved medical treatments and clinical trial designs.
For patients, being aware of these effects may help optimize your own treatment experiences and outcomes.